Michael Swartout, financial advisor Oklahoma City OK
71 score

Michael Swartout

CRD Number: 3182131
Current Firm: Plan Group Financial, Inc.

Michael Swartout (CRD# 3182131) is an Investment Advisor Representative working at Plan Group Financial, Inc. in Oklahoma City, OK and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Plan Group Financial, Inc. Oklahoma City, OK Feb 2018 - Current < 1
Signal Research Group LLC Edmond, OK Oct 2016 - Current 1
Lyft Oklahoma City, OK Sep 2016 - Current 1
Praxis Benefit Partners Oklahoma City, OK May 2016 - Current 1
Oneamerica Securities Edmond, OK Feb 2013 - Oct 2016 3
American United Life Edmond, OK Dec 2012 - May 2016 3
Proequities, Inc. Oklahoma City, OK Jun 2011 - Mar 2013 1
Investment Advisors Oklahoma City, OK Jun 2011 - Mar 2013 1
Met Life Securities Inc. Oklahoma City, OK Jan 2008 - May 2011 3
Metlife Securities Inc. Oklahoma City, OK May 2007 - May 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S65 NASAA Investment Advisors Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael B. Swartout
Phone Number: 405-848-1099
Firm Website: http://www.plangroup.com
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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