Nathanial WooleyCRD Number: 5976313
Current Firm: Ek Riley Investments, LLC
Nathanial Wooley (CRD# 5976313) is an Investment Advisor Representative working at Ek Riley Investments, LLC in North Charleston, SC and has over 6 years of experience in the finance industry.
Coastal Wealth Advisors, LLC
First Citizens Investor Services, Inc.
|E.k. Riley Investments, LLC||Seattle, WA||Jan 2018 - Current||< 1|
|Edward Jones||St Louis, MO||May 2013 - Jan 2018||4|
|The Motley Fool||Arlington, VA||Jan 2013 - May 2013||< 1|
|Investorplace Media||Rockville, MD||Oct 2012 - May 2013||< 1|
|Edward Jones||St Louis, MO||Sep 2011 - Oct 2012||1|
|Unemployed||Marietta, OH||Nov 2010 - Sep 2011||< 1|
|Washington State Community College||Marietta, OH||Aug 2008 - Jan 2011||2|
|Wooley For Commissioner||Marietta, OH||Mar 2010 - Nov 2010||< 1|
|Register Publishing, Inc.||Marietta, OH||Jun 2005 - Feb 2010||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management553MILLIONS
Total Number of Accounts1,555ACCOUNTS
Average Account Value$355,343
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