Austin Plott, financial advisor Austin TX
88 score

Austin Plott

CRD Number: 6267388
Current Firm: Charles Schwab & Company, Inc.

Austin Plott (CRD# 6267388) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Austin, TX and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Austin, TX Apr 2015 - Current 1
Charles Schwab & Company, Inc. Austin, TX Nov 2013 - Current 3
Wells Fargo Phoenix, AZ Feb 2013 - Oct 2013 < 1
Unemployed Scottsdale, AZ Jan 2013 - Feb 2013 < 1
Sharpe Entertainment Scottsdale, AZ Dec 2012 - Jan 2013 < 1
Student Aigle, Aug 2012 - Dec 2012 < 1
J.p. Morgan Chase Fountain Hills, AZ Jan 2012 - Aug 2012 < 1
Arizona Attorney General Office Of Victim Services Phoenix, AZ Jul 2011 - Jan 2012 < 1
Bank Of America Scottsdale, AZ Jan 2011 - Jul 2011 < 1
Student Tempe, AZ Feb 2010 - Jan 2011 < 1
Rainforest Cafe Tempe, AZ Aug 2009 - Feb 2010 < 1
Student Scottsdale, AZ Apr 2001 - Aug 2009 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Austin B. Plott
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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