Pamela BootonCRD Number: 871613
Current Firm: Dominion Portfolio Management, Inc.
Pamela Booton (CRD# 871613) is an Investment Advisor Representative working at Dominion Portfolio Management, Inc. in Austin, TX and has over 16 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Dominion Portfolio Management, Inc.||Horseshoe Bay, TX||Jan 2006 - Current||11|
|Dominion Investor Services Inc.||Horseshoe Bay, TX||Dec 2005 - Current||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2000|
|S65||NASAA Investment Advisors Law Examination||May 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management17MILLIONS
Total Number of Accounts106ACCOUNTS
Average Account Value$157,548
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CO, MI, OK, TN, TX
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