Sharif Small, financial advisor Baltimore MD
81 score

Sharif Small

CRD Number: 4624348
Current Firm: H.d. Vest Advisory Services, Inc.

Sharif Small (CRD# 4624348) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Baltimore, MD and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
H.d. Vest Advisory Services Baltimore, MD May 2007 - Current 9
H. D. Vest Investment Services Abingdon, MD Jul 2005 - Current 11
Ameritas Life Insurance Corp Lincoln, NE Apr 2004 - Current 12
Ameritas Variable Life Insurance Co Lincoln, NE Apr 2004 - Current 12
Ameritas Investment Corp Lincoln, NE Apr 2004 - Current 12
Acacia Life Insurance Co Lincoln, NE Apr 2004 - Current 12
Sjs Financial Firm Owings Mill, MD Jan 2004 - Current 12
Massmutual Springfield, MA Sep 2002 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S65 NASAA Investment Advisors Law Examination Oct 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Sharif J. Small
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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