Stephen Keiser, financial advisor Bensalem PA
93 score

Stephen Keiser

CRD Number: 5464161
Current Firm: Td Private Client Wealth LLC

Stephen Keiser (CRD# 5464161) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Bensalem, PA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Td Private Client Wealth LLC Philadelphia, PA Sep 2012 - Current 4
Td Bank, N.a. Philadelphia, PA Sep 2012 - Current 4
Mbsc Securiuties Corporation Philadelphia, PA Aug 2010 - Aug 2012 2
Bnymellon Philadelphia, PA Jun 2008 - Aug 2012 4
Wachovia Securities, LLC West Chester, PA Dec 2007 - Jun 2008 < 1
Wachovia Bank, N.a. West Chester, PA Mar 2005 - Jun 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2010
S65 NASAA Investment Advisors Law Examination Dec 2012
Contact Info for Stephen P. Keiser
Phone Number: 212-897-2399
Firm Website: http://www.tdbank.com
Registered State(s):
  • DE
  • FL
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
    1,061
    MILLIONS
  • Total Number of Accounts
    1,318
    ACCOUNTS
  • Average Account Value
    $804,695
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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