Joshua GriffinCRD Number: 5631384
Current Firm: Bbva Wealth Solutions Inc.
Joshua Griffin (CRD# 5631384) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Birmingham, AL and has over 7 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Bbva Securities Inc.||Birmingham, AL||May 2013 - Current||3|
|Bbva Wealth Solutions Inc.||Birmingham, AL||Jan 2013 - Current||3|
|Compass Bank||Birmingham, AL||Feb 2011 - Current||5|
|Bbva Compass Insurance Agency Inc.||Austin, TX||Jun 2009 - Current||7|
|Bbva Compass Investment Solutions, Inc.||Birmingham, AL||Mar 2011 - May 2013||2|
|Wells Fargo Advisors, LLC||Birmingham, AL||Jun 2010 - Jan 2011||< 1|
|Wells Fargo Bank||Birmingham, AL||Jul 2009 - Jan 2011||1|
|Edward Jones||Birmingham, AL||Jan 2009 - Jun 2009||< 1|
|University Of Alabama||Tuscaloosa, AL||May 2003 - Dec 2008||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management361MILLIONS
Total Number of Accounts918ACCOUNTS
Average Account Value$393,188
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, IL, IN, KS, LA, MI, NC, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, VA, WA, WI
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