Thomas Stewart, financial advisor Boston MA
96 score

Thomas Stewart

CRD Number: 3160744
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Stewart (CRD# 3160744) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Boston, MA and has over 8 years of experience in the finance industry. Thomas Stewart has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton, MO Jul 2013 - Current 3
Bank Of America, N.a. Clayton, MO Jul 2013 - Current 3
Tas553, LLC Las Vegas, NV May 2012 - Jul 2013 1
Mvp American Securities Las Vegas, NV Aug 2012 - May 2013 < 1
Sj Securities Las Vegas, NV May 2012 - Aug 2012 < 1
Financial Advisers Of America, LLC Carlsbad, CA Apr 2010 - May 2012 2
Cmc Financial Services, Inc. Henderson, NV Apr 2008 - Apr 2010 2
Consolidated Mortgage, LLC Henderson, NV Oct 2007 - Apr 2010 2
Unemployed Las Vegas, NV May 2007 - Oct 2007 < 1
Diamond Bay Investments Las Vegas, NV Nov 2006 - May 2007 < 1
Unemployed Las Vegas, NV Apr 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2008
S65 NASAA Investment Advisors Law Examination Jun 2010
Contact Info for Thomas A. Stewart
Phone Number: 800-637-7455
Registered State(s):
  • IL
  • MO
  • NV
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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