Marcos Rodriguez, financial advisor Chandler AZ
88 score

Marcos Rodriguez

CRD Number: 6318858
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marcos Rodriguez (CRD# 6318858) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chandler, AZ and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Chandler, AZ Jun 2014 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler, AZ Mar 2014 - Current 3
Arizona State University Tempe, AZ Aug 2013 - Current 4
Unemployed Mesa, AZ Feb 2014 - Mar 2014 < 1
Vivint Mesa, AZ Feb 2014 - Feb 2014 < 1
Amp Security LLC Mesa, AZ Jan 2014 - Feb 2014 < 1
Direct Communications LLC Tempe, AZ Dec 2013 - Jan 2014 < 1
Gobemax LLC Mesa, AZ Oct 2013 - Nov 2013 < 1
Wells Fargo Mesa, AZ Jan 2013 - Oct 2013 < 1
Rains Forest Plumbing And Air Chandler, AZ Sep 2012 - Jan 2013 < 1
The Church Of Jesus Christ Of Latter Day Saints St. Louis, CA Sep 2010 - Sep 2012 2
All American Installations, Inc. Mesa, AZ Jul 2010 - Sep 2010 < 1
Toys R Us Chandler, AZ Aug 2009 - Jul 2010 < 1
Arizona State University Tempe, AZ Aug 2009 - May 2010 < 1
Pizza Hut Mesa, AZ Mar 2009 - Sep 2009 < 1
Desert Ridge High School Mesa, AZ Aug 2005 - Aug 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Marcos I. Rodriguez
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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