John BennettCRD Number: 5392768
Current Firm: First Citizens Investor Services, Inc.
John Bennett (CRD# 5392768) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|First Citizens Investor Services||Charlotte, NC||Mar 2012 - Current||5|
|Morgan Stanley Smith Barney||Charlotte, NC||Oct 2010 - Mar 2012||1|
|Wachovia Securities, LLC||Charlotte, NC||Aug 2007 - Oct 2010||3|
|Wachovia Bank, N.a.||Charlotte, NC||Aug 2006 - Oct 2010||4|
|Keller Williams Realty||Kernersville, NC||Apr 2003 - Aug 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2007|
|S65||NASAA Investment Advisors Law Examination||Apr 2008|
Total Assets Under Management559MILLIONS
Total Number of Accounts2,293ACCOUNTS
Average Account Value$243,803
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV