Kelly StewartCRD Number: 5602712
Current Firm: Vanguard Advisers Inc.
Kelly Stewart (CRD# 5602712) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Charlotte, NC and has over 8 years of experience in the finance industry. Kelly Stewart has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Ubs Financial Services Inc.||Charlotte, NC||Jun 2014 - Current||3|
|Ubs Financial Services Inc.||Daniel Island, SC||Nov 2013 - Jun 2014||< 1|
|Ubs Financial Services Inc.||Charleston, SC||Dec 2009 - Nov 2013||3|
|Wells Fargo Advisors, LLC||Daniel Island, SC||Aug 2009 - Dec 2009||< 1|
|Ubs Financial Services||Charleston, SC||Sep 2008 - Aug 2009||< 1|
|Unemployed||Goose Creek, SC||Jun 2008 - Sep 2008||< 1|
|Furman University||Greenville, SC||Sep 2004 - May 2008||3|
|Morgan Stanley||Charleston, SC||Jun 2007 - Sep 2007||< 1|
|Belk||North Charleston, SC||Jun 2005 - Sep 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV