Rebecca PorterCRD Number: 1295415
Current Firm: Carroll Financial Associates Inc.
Rebecca Porter (CRD# 1295415) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 32 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - Current||4|
|Carroll Financial Associates, Inc.||Charlotte, NC||Jan 2006 - Current||11|
|Financial Network||El Segundo, CA||Feb 2006 - Dec 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Total Assets Under Management1,733MILLIONS
Total Number of Accounts4,201ACCOUNTS
Average Account Value$412,412
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AZ, CA, FL, GA, IL, LA, MD, MI, MN, MO, NC, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI