Robin Slaughter, financial advisor Charlotte NC
51 score

Robin Slaughter

CRD Number: 1048506
Current Firm: First Heartland Consultants, Inc.

Robin Slaughter (CRD# 1048506) is an Investment Advisor Representative working at First Heartland Consultants, Inc. in Charlotte, NC and has over 34 years of experience in the finance industry. Robin Slaughter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
First Heartland Capital Inc. Lake St Louis, MO Oct 2015 - Current 1
Retirement & Estate Planning Services Charlotte, NC Nov 2011 - Current 5
Kovack Advisors, Inc. Fort Lauderdale, FL Jan 2015 - Oct 2015 < 1
Kovack Securities Inc. Marietta, GA Oct 2014 - Oct 2015 1
Resource Horizons Group.l.l.c. Marietta, GA Nov 2013 - Dec 2014 1
Ing Financial Partners, Inc. Charlotte, NC Nov 2011 - Nov 2013 2
Nfp Securities Charlotte, NC Sep 2008 - Nov 2011 3
Capital Investment Group, Inc. Charlotte, NC Aug 2004 - Sep 2008 4
Cic Advisers, LLC Charlotte, NC Aug 2004 - Sep 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1982
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Robin M. Slaughter
Phone Number: 636-625-0900
Firm Website: http://www.joinfhc.com
Registered State(s):
  • NC
  • SC
By the Numbers
  • Total Assets Under Management
    1,045
    MILLIONS
  • Total Number of Accounts
    5,087
    ACCOUNTS
  • Average Account Value
    $205,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
51

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