Thomas Lawson, financial advisor Charlotte NC
90 score

Thomas Lawson

CRD Number: 5909041
Current Firm: Northwestern Mutual Investment Services,llc

Thomas Lawson (CRD# 5909041) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Charlotte, NC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Oct 2015 - Current 1
Northwestern Mutual Investment Services, LLC Charlotte, NC Oct 2015 - Current 1
Richard Worrell Charlotte, NC May 2012 - Current 4
Northwestern Mutual Investment Services, LLC Charlotte, NC Nov 2011 - Current 5
James R Worrell Charlotte, NC Oct 2011 - May 2012 < 1
Edward Jones St Louis, MO Apr 2011 - Oct 2011 < 1
Mitchell High School Bakersville, NC Aug 2009 - Apr 2011 1
Tin Lizard Restaurant Spruce Pine, NC Aug 2010 - Oct 2010 < 1
Brady Corporation Mobile, AL Aug 2008 - Jun 2009 < 1
Brady Corporation Charlotte, NC Jan 2008 - Aug 2008 < 1
Wachovia Securities Richmond, VA Jul 2007 - Jan 2008 < 1
Wake Forest University Winston Salem, NC Aug 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for Thomas T. Lawson
Phone Number: 866-664-7737
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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