William BryantCRD Number: 1023657
Current Firm: Fifth Third Securities, Inc.
William Bryant (CRD# 1023657) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Charlotte, NC and has over 33 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Fifth Third Securities||Charlotte, NC||Oct 2013 - Current||4|
|Waddell & Reed, Inc.||Raleigh, NC||Jan 2013 - Oct 2013||< 1|
|Various Insurance Carriers For W&r Insurance Agencies||Raleigh, NC||Jan 2013 - Oct 2013||< 1|
|Invest Financial Corp.||Raleigh, NC||Aug 2012 - Jan 2013||< 1|
|Self Employed||Raleigh, NC||Nov 2011 - Aug 2012||< 1|
|Wells Fargo Advisors LLC||Raleigh, NC||May 2009 - Nov 2011||2|
|Wachovia Securities, LLC||Tampa, FL||Jun 2003 - May 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV