Daniel ProsserCRD Number: 1052534
Current Firm: Mbm Wealth Consultants, LLC
Daniel Prosser (CRD# 1052534) is an Investment Advisor Representative working at Mbm Wealth Consultants, LLC in Chesterfield, MO and has over 34 years of experience in the finance industry. Daniel Prosser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Mbm Wealth Consultants, LLC||Town & Country, MO||Dec 2017 - Current||< 1|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Feb 2007 - Dec 2017||10|
|Cambridge Investment Research, Inc.||Fairfield, IA||Feb 2007 - Dec 2017||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1983|
|S65||NASAA Investment Advisors Law Examination||Mar 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management55MILLIONS
Total Number of Accounts340ACCOUNTS
Average Account Value$162,951
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)