Brent Troy (CRD# 5538931) is an Investment Advisor Representative working at Oak Ridge Investments, LLC in Chicago, IL and has over 5 years of experience in the finance industry.
CRD# 871521
Ellis Wealth Advisors, LLC
Score
106
CRD# 4478796
Krd Financial
Score
106
CRD# 3080178
Waddell & Reed
Score
104
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oak Ridge Investments, LLC | Chicago, IL | Sep 2014 - Current | 2 |
| Imst Distributors, LLC | Chicago, IL | Sep 2014 - Current | 2 |
| Diversified Investors Securities Corp. | Cedar Rapids, IA | Nov 2011 - Sep 2014 | 2 |
| Transamerica Retirement Services | Cedar Rapids, IA | Oct 2011 - Sep 2014 | 2 |
| Unemployed | Bettendorf, IA | Feb 2010 - Sep 2011 | 1 |
| Aegon Usa | Cedar Rapids, IA | Aug 2009 - Jan 2010 | < 1 |
| Unemployed | Cedar Falls, IA | Oct 2008 - Jul 2009 | < 1 |
| Ymca | Bettendort, IA | Mar 2005 - Jan 2009 | 3 |
| Plantsite Logisties | Davenport, IA | May 2008 - Sep 2008 | < 1 |
| Smith Barney | Davenport, IA | May 2008 - Sep 2008 | < 1 |
| Unemployed | Cedar Falls, IA | Oct 2007 - Apr 2008 | < 1 |
| Davenport Country Club | Davenport, IA | May 2006 - Sep 2007 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
| S63 | Uniform Securities State Law Examination | Feb 2012 |
- IL
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Total Assets Under Management4,375MILLIONS
-
Total Number of Accounts5,149ACCOUNTS
-
Average Account Value$849,713
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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