Brent Troy, financial advisor Chicago IL
90 score

Brent Troy

CRD Number: 5538931
Current Firm: Oak Ridge Investments, LLC

Brent Troy (CRD# 5538931) is an Investment Advisor Representative working at Oak Ridge Investments, LLC in Chicago, IL and has over 4 years of experience in the finance industry.

Similar Advisors
Robert Ellis, financial advisor Chicago IL
Robert K. Ellis
CRD# 871521
Ellis Wealth Advisors, LLC
Score
106
Similar Advisors
Allen Kutchins, financial advisor Chicago IL
Allen I. Kutchins
CRD# 4478796
Krd Financial
Score
106
Similar Advisors
Daniel Lockwood, financial advisor Chicago IL
Daniel A. Lockwood
CRD# 3080178
Waddell & Reed
Score
104
Company Name Location Dates Years
Oak Ridge Investments, LLC Chicago, IL Sep 2014 - Current 2
Imst Distributors, LLC Chicago, IL Sep 2014 - Current 2
Diversified Investors Securities Corp. Cedar Rapids, IA Nov 2011 - Sep 2014 2
Transamerica Retirement Services Cedar Rapids, IA Oct 2011 - Sep 2014 2
Unemployed Bettendorf, IA Feb 2010 - Sep 2011 1
Aegon Usa Cedar Rapids, IA Aug 2009 - Jan 2010 < 1
Unemployed Cedar Falls, IA Oct 2008 - Jul 2009 < 1
Ymca Bettendort, IA Mar 2005 - Jan 2009 3
Plantsite Logisties Davenport, IA May 2008 - Sep 2008 < 1
Smith Barney Davenport, IA May 2008 - Sep 2008 < 1
Unemployed Cedar Falls, IA Oct 2007 - Apr 2008 < 1
Davenport Country Club Davenport, IA May 2006 - Sep 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2014
S63 Uniform Securities State Law Examination Feb 2012
Contact Info for Brent M. Troy
Phone Number: 312-857-1040
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    4,375
    MILLIONS
  • Total Number of Accounts
    5,149
    ACCOUNTS
  • Average Account Value
    $849,713
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.