Scott Romans, financial advisor Chicago IL

Scott Romans

CRD Number: 4279937
Current Firm: Nuveen Asset Management, LLC

Scott Romans (CRD# 4279937) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Nuveen Asset Management, LLC Chicago, IL Sep 2011 - Current 9
Nuveen Investments Chicago, IL Jun 2000 - Current 20
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2001
Contact Info for Scott R. Romans
Phone Number: 312-917-7700
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    209,697
    MILLIONS
  • Total Number of Accounts
    48,487
    ACCOUNTS
  • Average Account Value
    $4,324,804
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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