William Farrell, financial advisor Chicago IL
90 score

William Farrell

CRD Number: 6288788
Current Firm: Zacks Investment Management, Inc.

William Farrell (CRD# 6288788) is an Investment Advisor Representative working at Zacks Investment Management, Inc. in Chicago, IL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Lbmz Securities Chicago, IL Jul 2017 - Current < 1
Zacks Investment Management Chicago, IL Oct 2016 - Current 1
Corey Mcquade Chicago, IL May 2016 - Current 2
Northwestern Mutual Investment Services LLC Chicago, IL May 2016 - Current 2
Northwestern Mutual Wealth Management Company Milwaukee, WI Jun 2016 - Sep 2016 < 1
Corey Mcquade Chicago, IL Apr 2016 - May 2016 < 1
Unemployed Chicago, IL Mar 2016 - Apr 2016 < 1
Ameriprise Financial Chicago, IL Dec 2014 - Mar 2016 1
Wells Fargo Advisors Chicago, IL Jan 2014 - Dec 2014 < 1
Northern Trust Chicago, IL Jan 2012 - Jan 2014 2
North Community Bank Chicago, IL Nov 2009 - Jan 2012 2
Student Chicago, IL Sep 2004 - Aug 2010 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for William E. Farrell
Phone Number: 312-265-9266
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    4,202
    MILLIONS
  • Total Number of Accounts
    4,636
    ACCOUNTS
  • Average Account Value
    $906,316
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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