Michael Whalen, financial advisor Coral Gables FL
96 score

Michael Whalen

CRD Number: 1005715
Current Firm: Northwestern Mutual Investment Services,llc

Michael Whalen (CRD# 1005715) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Coral Gables, FL and has over 18 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutal Life Equity Services Coral Gables, FL Nov 1982 - Current 34
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jul 1981 - Current 35
Northwestern Mutual Life Dayton, OH Jul 1980 - Current 36
Northwestern Mutual Investment Services, LLC Coral Gables, FL Oct 2013 - Mar 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
Contact Info for Michael P. Whalen
Phone Number: 866-664-7737
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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