Jeffery Schmidt, financial advisor Covington KY
93 score

Jeffery Schmidt

CRD Number: 1781242
Current Firm: The Huntington Investment Company

Jeffery Schmidt (CRD# 1781242) is an Investment Advisor Representative working at The Huntington Investment Company in Covington, KY and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
The Huntington Investment Company Springfield, OH Jul 2015 - Current 1
Unemployed Hebron, KY Mar 2015 - Jul 2015 < 1
Raymond James Financial Services Advisors Inc. Florence, KY Jul 2013 - Mar 2015 1
Jeff Schmidt Hebron, KY Feb 2013 - Jul 2013 < 1
Tool Temp, Inc. Oxford, MI Aug 2012 - Feb 2013 < 1
Fifth Third Securities Cincinnati, OH Jul 2011 - Jul 2012 1
Key Investment Services Cincinnati, OH Feb 2011 - Jul 2011 < 1
L.m. Kohn & Company Cincinnati, OH Jun 2010 - Feb 2011 < 1
Self Employed Cincinnati, OH Jun 2010 - Feb 2011 < 1
U.s. Bancorp Investments, Inc. Lawrenceburg, IN Dec 2001 - Jun 2010 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1988
S66 NASAA Uniform Combined State Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jeffery A. Schmidt
Phone Number: 800.322.4600
Registered State(s):
  • KY
  • OH
By the Numbers
  • Total Assets Under Management
    734
    MILLIONS
  • Total Number of Accounts
    7,522
    ACCOUNTS
  • Average Account Value
    $97,589
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93

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