David LevinCRD Number: 5986297
Current Firm: J.p. Morgan Securities LLC
David Levin (CRD# 5986297) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Del Mar, CA and has over 5 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|J.p. Morgan Securities LLC||San Diego, CA||Oct 2012 - Current||4|
|Jpmorgan Chase Bank||Carlsbad, CA||Nov 2010 - Current||6|
|Chase Investment Services Corp.||Carlsbad, CA||Oct 2011 - Oct 2012||1|
|Diego Beverage Group||San Diego, CA||May 2006 - May 2011||5|
|At&t||Vista, CA||Oct 2007 - Nov 2010||3|
|So Cal Beer Tours||San Diego, CA||Sep 2008 - Sep 2009||1|
|Jba Performance Center||San Diego, CA||Nov 2006 - Oct 2007||< 1|
|Montesquieu Wines||San Diego, CA||Oct 2006 - Oct 2006||< 1|
|Comerica Bank||San Diego, CA||Jan 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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