Peter MaesCRD Number: 5625625
Current Firm: Personal Capital Advisors Corporation
Peter Maes (CRD# 5625625) is an Investment Advisor Representative working at Personal Capital Advisors Corporation in Denver, CO and has over 9 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
|Personal Capital Advisors Corporation||Denver, CO||Feb 2015 - Current||2|
|Nfp Securities, Inc.||Torrance, CA||Aug 2014 - Jan 2015||< 1|
|Employers Resource Group Financial & Insurance Services, Inc.||Torrance, CA||Jan 2012 - Jan 2015||3|
|Financial Telesis Inc.||San Rafael, CA||Jan 2012 - Aug 2014||2|
|The Prudential Insurance Company Of America||El Segundo, CA||Dec 2008 - Jan 2012||3|
|Pruco Securities, LLC||El Segundo, CA||Dec 2008 - Jan 2012||3|
|Unemployed||Hermosa Beach, CA||Oct 2008 - Dec 2008||< 1|
|Canyon Partners, LLC||Century City, CA||Aug 2008 - Oct 2008||< 1|
|Usc||Los Angeles, CA||Aug 2006 - Aug 2008||2|
|Usc||Los Angeles, CA||Apr 2006 - May 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2009|
|S65||NASAA Investment Advisors Law Examination||Jan 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management2,128MILLIONS
Total Number of Accounts16,906ACCOUNTS
Average Account Value$125,900
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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