Peter Maes, financial advisor Denver CO
73 score

Peter Maes

CRD Number: 5625625
Current Firm: Personal Capital Advisors Corporation

Peter Maes (CRD# 5625625) is an Investment Advisor Representative working at Personal Capital Advisors Corporation in Denver, CO and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Personal Capital Advisors Corporation Denver, CO Feb 2015 - Current 1
Nfp Securities, Inc. Torrance, CA Aug 2014 - Jan 2015 < 1
Employers Resource Group Financial & Insurance Services, Inc. Torrance, CA Jan 2012 - Jan 2015 3
Financial Telesis Inc. San Rafael, CA Jan 2012 - Aug 2014 2
The Prudential Insurance Company Of America El Segundo, CA Dec 2008 - Jan 2012 3
Pruco Securities, LLC El Segundo, CA Dec 2008 - Jan 2012 3
Unemployed Hermosa Beach, CA Oct 2008 - Dec 2008 < 1
Canyon Partners, LLC Century City, CA Aug 2008 - Oct 2008 < 1
Usc Los Angeles, CA Aug 2006 - Aug 2008 2
Usc Los Angeles, CA Apr 2006 - May 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2009
S65 NASAA Investment Advisors Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Peter C. Maes
Phone Number: 415-800-5922
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    2,128
    MILLIONS
  • Total Number of Accounts
    16,906
    ACCOUNTS
  • Average Account Value
    $125,900
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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