David Smiley, financial advisor Durango CO
96 score

David Smiley

CRD Number: 5483164
Current Firm: Oxford Asset Management, LLC

David Smiley (CRD# 5483164) is an Investment Advisor Representative working at Oxford Asset Management, LLC in Durango, CO and has over 8 years of experience in the finance industry. David Smiley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Oxford Asset Management Durango, CO Oct 2008 - Current 8
Amy Noel, Inc. Boulder, CO Nov 2007 - Aug 2008 < 1
Amgen, Inc. Longmont, CO Jan 1993 - Nov 2007 14
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2008
Contact Info for David W. Smiley
Phone Number: 956-618-5600
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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