Dave LeeCRD Number: 5289325
Current Firm: Hsbc Securities (usa) Inc.
Dave Lee (CRD# 5289325) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Flushing, NY and has over 10 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
Altium Wealth Management LLC
|Hsbc Securities (usa) Inc.||Flushing, NY||Nov 2015 - Current||2|
|Hsbc Bank Usa N.a.||Flushing, NY||Nov 2015 - Current||2|
|Hsbc Bank Usa, N.a.||Yonkers, NY||Apr 2014 - Nov 2015||1|
|Hsbc Securities (usa) Inc.||Yonkers, NY||Apr 2014 - Nov 2015||1|
|Jp Morgan Securities LLC||New York, NY||Aug 2013 - Apr 2014||< 1|
|Hsbc Securities (usa) Inc.||Forest Hills, NY||Apr 2013 - Jul 2013||< 1|
|Hsbc Securities (usa) Inc.||Forrest Hills, NY||Jan 2012 - Apr 2013||1|
|Merrill Lynch||New York, NY||Nov 2010 - Jan 2012||1|
|Hsbc||Flushing, NY||Jun 2010 - Nov 2010||< 1|
|Wachovia||Great Neck, NY||May 2009 - Jun 2010||1|
|Wachovia Bank, N.a.||White Plains, NY||May 2009 - May 2010||1|
|Wells Fargo Advisors, LLC||White Plains, NY||May 2009 - May 2010||1|
|Samsung (world Cyber Games)||Irvington, NY||May 2008 - May 2009||1|
|Samsung Electronics (wcg)||Irvington, NY||Apr 2008 - May 2009||1|
|Chase Investment Services Corp||Whitestone, NY||Jan 2008 - May 2008||< 1|
|Jpmorgan Chase Bank Na||Whitestone, NY||Jan 2008 - May 2008||< 1|
|Jpmorgan Chase||Bayside, NY||Jan 2007 - Apr 2008||1|
|Chase Investment Services Corp||Bayside, NY||Feb 2007 - Dec 2007||< 1|
|Jpmorgan Chase Na||Bayside, NY||Feb 2007 - Dec 2007||< 1|
|Unemployed||Hicksville, NY||Dec 2006 - Feb 2007||< 1|
|Suny Stonybrook University||Stonybook, NY||Jan 2003 - Jan 2007||4|
|Y & S Beauty Supply||Jamaica, NY||Jul 2005 - Dec 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2007|
|S66||NASAA Uniform Combined State Law Examination||Feb 2011|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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