Kristin McCarty, financial advisor Greenwood Village CO
93 score

Kristin McCarty

CRD Number: 5505259
Current Firm: Rbc Capital Markets, LLC

Kristin McCarty (CRD# 5505259) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Greenwood Village, CO and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Greenwood Village, CO Jan 2012 - Current 6
Rbc Capital Markets Corporation Denver, CO Mar 2008 - Jan 2012 3
Unemployed Denver, CO Jan 2008 - Mar 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Kristin C. McCarty
Phone Number: 212-858-7000
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    106,032
    MILLIONS
  • Total Number of Accounts
    254,944
    ACCOUNTS
  • Average Account Value
    $415,903
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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