Ray Fernandez, financial advisor Houston TX
96 score

Ray Fernandez

CRD Number: 3025446
Current Firm: Northwestern Mutual Investment Services,llc

Ray Fernandez (CRD# 3025446) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Houston, TX and has over 16 years of experience in the finance industry. Ray Fernandez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Houston, TX Feb 2013 - Current 3
Northwestern Mutual Life Insurance Company Milwaukee, WI Feb 2013 - Current 3
Northwestern Mutual Investment Services LLC Houston, TX Apr 2013 - Mar 2016 2
Ohio National Katy, TX Oct 2012 - Jan 2013 < 1
Ray J. Fernandez Jr, Cpa Katy, TX Oct 2012 - Jan 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith, Inc. Houston, TX Aug 2010 - Sep 2012 2
Morgan Stanley Smith Barney Houston, TX Jun 2009 - Aug 2010 1
Citismith Barney Houston, TX Jun 2007 - May 2009 1
Northwestern Mutual Investment Services, LLC Houston, TX Feb 2006 - Jun 2007 1
Northwestern Mutual Investment Services, LLC Houston, TX Oct 1998 - Jun 2007 8
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 1998 - Jun 2007 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2000
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for Ray J. Fernandez
Phone Number: 866-664-7737
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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