Harold PhillipsCRD Number: 3084163
Current Firm: Equitable Advisors, LLC
Harold Phillips (CRD# 3084163) is an Investment Advisor Representative working at Equitable Advisors, LLC in Irvine, CA and has over 8 years of experience in the finance industry.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Equitable Advisors LLC||New York, NY||Jun 2021 - Current||< 1|
|Pfc Wealth Management & Insurance Services (dba)||Irvine, CA||May 2021 - Current||< 1|
|Avantax Investment Services, Inc.||Temecula, CA||May 2021 - Jun 2021||< 1|
|Avantax Advisory Services||Temecula, CA||May 2021 - Jun 2021||< 1|
|Avantax Insurance Agency||Temecula, CA||May 2021 - Jun 2021||< 1|
|Pfc Insurance Services, LLC||Temecula, CA||Mar 2021 - Jun 2021||< 1|
|Service Corporation International||Rancho Mirage, CA||Jan 2020 - May 2021||1|
|W&s Brokerage Services||Cincinnati, OH||Jan 2018 - Jan 2020||2|
|Western & Southern Life||Riverside, CA||Jan 2018 - Jan 2020||2|
|Scottrade Investment Management||Indian Wells, CA||Apr 2017 - Jan 2018||< 1|
|Scottrade Inc.||Indian Wells, CA||Apr 2017 - Jan 2018||< 1|
|Hd Vest Advisory Services, Inc.||Riverside, CA||Sep 2016 - May 2017||< 1|
|Hd Vest Investment Services||Menifee, CA||Jun 2016 - May 2017||< 1|
|Pfc Wealth Advisors||Riverside, CA||Jul 2016 - Apr 2017||< 1|
|Jp Morgan Securities LLC||Temecula, CA||May 2016 - Jun 2016||< 1|
|Jpmorgan Chase Bank||Temecula, CA||Apr 2016 - Jun 2016||< 1|
|New York Life Insurance Company||San Dimas, CA||Dec 2015 - Apr 2016||< 1|
|Nylife Securuties LLC||San Dimas, CA||Dec 2015 - Apr 2016||< 1|
|Nylife Securities LLC||Dallas, TX||Aug 2013 - Apr 2016||2|
|New York Life Insurance Co||Dallas, TX||Aug 2013 - Dec 2015||2|
|Mml Investors Services||Addison, TX||Jun 2012 - Aug 2013||1|
|Massmutual Life Insurance Company||Addison, TX||Apr 2012 - Aug 2013||1|
|Spectrum Financial Group/mml||Addison, TX||Apr 2012 - Aug 2013||1|
|Harold W Phillips||Prosper, TX||May 2011 - Mar 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2013|
|S66||NASAA Uniform Combined State Law Examination||Sep 2016|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management26,008MILLIONS
Total Number of Accounts66,790ACCOUNTS
Average Account Value$389,399
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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