Patrick GaffneyCRD Number: 5896826
Current Firm: Stifel, Nicolaus & Company, Incorporated
Patrick Gaffney (CRD# 5896826) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Lake Forest, IL and has over 5 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Nfp Advisor Services, LLC
|Stifel Nicolaus & Co Inc.||Lake Forest, IL||Dec 2014 - Current||2|
|Fisher Investments||Camas, WA||Dec 2014 - Dec 2014||< 1|
|Voya Financial Advisors||Chicago, IL||Sep 2014 - Nov 2014||< 1|
|Chantilly Youth Association||Chantilly, VA||Dec 2000 - Nov 2014||13|
|Ing Financial Partners, Inc.||Chicago, IL||Mar 2011 - Aug 2014||3|
|Parent University||Herndon, VA||Jan 2011 - May 2011||< 1|
|Pennsylvania State University||State College, PA||Jan 2009 - Dec 2010||1|
|Pennsylvania State University||State College, PA||Aug 2006 - Dec 2010||4|
|Ace Group||Wilmington, DE||Jun 2009 - Aug 2009||< 1|
|Broadway Pizzeria||Cape Vincent, NY||May 2008 - Aug 2008||< 1|
|Pennsylvania State University||Mont Alto, PA||Jan 2008 - May 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2011|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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