Gary HayCRD Number: 5959811
Current Firm: The Wealth Consulting Group
Gary Hay (CRD# 5959811) is an Investment Advisor Representative working at The Wealth Consulting Group in Las Vegas, NV and has over 5 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
The Investment Counsel Company
Hornor, Townsend & Kent, Inc.
|The Wealth Consulting Group||Las Vegas, NV||Nov 2014 - Current||2|
|Lpl Financial LLC||Las Vegas, NV||Oct 2014 - Current||2|
|New England Securities Inc.||Las Vegas, NV||Feb 2013 - Oct 2014||1|
|Wells Fargo Advisors LLC||Henderson, NV||Jul 2011 - Feb 2013||1|
|All Western Mortgage||Las Vegas, NV||Feb 2011 - Jul 2011||< 1|
|Five Star Mortgage||Henderson, NV||Jan 2007 - Feb 2011||4|
|Elsevier, Inc.||Philadelphia, PA||Nov 2000 - Feb 2011||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management458MILLIONS
Total Number of Accounts2,351ACCOUNTS
Average Account Value$194,964
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, CO, FL, HI, IN, LA, MI, MO, NM, NV, NY, OR, TX, VA, WA, WI
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