James Whitt, financial advisor Oak Ridge NC
90 score

James Whitt

CRD Number: 5992417
Current Firm: Sorrento Pacific Financial, LLC

James Whitt (CRD# 5992417) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Oak Ridge, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Sorrento Pacific Financial, LLC San Diego, CA Jul 2013 - Current 3
Cambridge Investment Research, Inc. Fairfield, IA May 2013 - Jul 2013 < 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA May 2013 - Jul 2013 < 1
Unemployed Huntington, WV Jan 2013 - Apr 2013 < 1
Merrill Lynch Pierce, Fenner &amp; Smith, Inc. Huntington, WV Oct 2011 - Dec 2012 1
Central Business Systems Charleston, WV Jul 2007 - Sep 2011 4
Clear Channel Huntington, WV Jul 2006 - Jun 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for James N. Whitt
Phone Number: 858-805-7900
Firm Website: http://mybd.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    67
    MILLIONS
  • Total Number of Accounts
    411
    ACCOUNTS
  • Average Account Value
    $163,686
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, HI, IA, IL, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NY, OK, OR, PA, SC, TN, VA, WI

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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