Desmond FlynnCRD Number: 3176725
Current Firm: Suntrust Investment Services, Inc.
Desmond Flynn (CRD# 3176725) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Orlando, FL and has over 15 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Suntrust Investment Services, Inc.||Atlanta, GA||Jan 2015 - Current||3|
|Sleuths Mystery Dinner Shows||Orlando, FL||Nov 2005 - Current||12|
|Suntrust Investment Services, Inc.||Orlando, FL||Nov 2007 - Jan 2015||7|
|Clermont Dodge||Clermont, FL||Jun 2007 - Jun 2007||< 1|
|United American Insurance Inc.||Orlando, FL||Feb 2007 - Jun 2007||< 1|
|Humana Inc.||Orlando, FL||Mar 2006 - Jan 2007||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2002|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV