John Vaughan, financial advisor Orlando FL
93 score

John Vaughan

CRD Number: 3166240
Current Firm: Fifth Third Securities, Inc.

John Vaughan (CRD# 3166240) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Orlando, FL and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securities, Inc. Orlando, FL Sep 2014 - Current 2
Bbtis Charlotte, NC Mar 2010 - Sep 2014 4
Bb&t Inv. Services, Inc. Lake Mary, FL Mar 2010 - Sep 2014 4
Ibis Financial Group Orlando, FL Nov 2008 - Mar 2010 1
Securian Financial Services St. Paul, MN Nov 2008 - Mar 2010 1
Minnesota Life Insurance Company St. Paul, MN Nov 2008 - Mar 2010 1
Securian Financial, Inc. Maitland, FL Nov 2008 - Mar 2010 1
John Hancock Life Insurance Company Maitland, FL Jun 2004 - Nov 2008 4
Signator Investors, Inc. Maitland, FL Nov 2003 - Nov 2008 5
Signator Investors Maitland, FL Oct 2003 - Nov 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2000
S65 NASAA Investment Advisors Law Examination Jul 2011
Contact Info for John S. Vaughan
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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