John VaughanCRD Number: 3166240
Current Firm: Fifth Third Securities, Inc.
John Vaughan (CRD# 3166240) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Orlando, FL and has over 17 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Fifth Third Securities, Inc.||Orlando, FL||Sep 2014 - Current||3|
|Bbtis||Charlotte, NC||Mar 2010 - Sep 2014||4|
|Bb&t Inv. Services, Inc.||Lake Mary, FL||Mar 2010 - Sep 2014||4|
|Ibis Financial Group||Orlando, FL||Nov 2008 - Mar 2010||1|
|Securian Financial Services||St. Paul, MN||Nov 2008 - Mar 2010||1|
|Minnesota Life Insurance Company||St. Paul, MN||Nov 2008 - Mar 2010||1|
|Securian Financial, Inc.||Maitland, FL||Nov 2008 - Mar 2010||1|
|John Hancock Life Insurance Company||Maitland, FL||Jun 2004 - Nov 2008||4|
|Signator Investors, Inc.||Maitland, FL||Nov 2003 - Nov 2008||5|
|Signator Investors||Maitland, FL||Oct 2003 - Nov 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2000|
|S65||NASAA Investment Advisors Law Examination||Jul 2011|
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV