Rosalia LimCRD Number: 1967701
Current Firm: Td Ameritrade, Inc.
Rosalia Lim (CRD# 1967701) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Paramus, NJ and has over 27 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Tdameritrade Inc.||Paramus, NJ||Jul 2010 - Current||7|
|Unemployed||Rochelle Park, NJ||Sep 2008 - Jun 2010||1|
|Ubs Financial Services Inc.||Secaucus, NJ||Feb 2005 - Aug 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1990|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV