Christopher Ward, financial advisor Pasadena CA
93 score

Christopher Ward

CRD Number: 5572052
Current Firm: Td Ameritrade, Inc.

Christopher Ward (CRD# 5572052) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Pasadena, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Pasadena, CA Jun 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Apr 2014 - May 2015 1
Bank Of America, N.a. Santa Clarita, CA Apr 2014 - May 2015 1
Ubs Financial Services Houston, TX Jun 2013 - Apr 2014 < 1
Bank Of America N.a. Houston, TX Jun 2011 - Jun 2013 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston, TX May 2011 - Jun 2013 2
Merrill Lynch Houston, TX May 2011 - Jun 2011 < 1
First Command Financial Planning, Inc. Fort Worth, TX Apr 2011 - May 2011 < 1
Cjward Assets Houston, TX Jan 2011 - May 2011 < 1
Chase Investment Services Corp Houston, TX Jan 2010 - Jan 2011 1
Jpmorgan Chase Bank Na Houston, TX Jan 2010 - Jan 2011 1
Spark Energy Gas, LP Houston, TX Jun 2009 - Dec 2009 < 1
Jpmorgan Chase Bank Na Round Rock, TX Jul 2008 - Jun 2009 < 1
Chase Investment Services Corp Round Rock, TX Jul 2008 - Jun 2009 < 1
Bank Of America Austin, TX Aug 2006 - Jul 2008 1
The University Of Texas Austin, TX Jun 2005 - Aug 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination May 2011
Contact Info for Christopher Ward
Phone Number: (800) 669-3900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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