Veronica RomeroCRD Number: 1958485
Current Firm: Ubs Financial Services Inc.
Veronica Romero (CRD# 1958485) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Pasadena, CA and has over 5 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Ubs Financial Services||Pasadena, CA||Mar 2007 - Current||9|
|Morgan Stanley||Pasadena, CA||Mar 1989 - Mar 2007||18|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV