Thomas KonkowskiCRD Number: 3011057
Current Firm: Gradient Wealth Management
Thomas Konkowski (CRD# 3011057) is an Investment Advisor Representative working at Gradient Wealth Management in Prescott, AZ and has over 18 years of experience in the finance industry.
Yavapai Financial Planning, LLC
Royal Alliance Associates, Inc.
Narus Financial Partners, LLC
|Member Financial Solutions, Pllc||Peoria, AZ||Jul 2015 - Current||1|
|Gradient Securities, LLC||Arden Hills, MN||May 2015 - Current||1|
|Cds Financial||Peoria, AZ||Jul 2012 - Current||4|
|Westgate Insurance Group, Pllc||Peoria, AZ||Jan 2012 - Current||5|
|Vista Wealth Network, LLC||Peroria, AZ||Aug 2011 - Current||5|
|Vista Wealth Management, Pllc||Peoria, AZ||Aug 2011 - Current||5|
|Westgate Financial, Llc Dba The Tax Center||Peoria, AZ||Jan 2009 - Current||8|
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jun 2012 - May 2015||2|
|First Allied Securities, Inc.||San Diego, CA||May 2012 - May 2015||3|
|Wrp Investments, Inc.||Youngstown, OH||Apr 2009 - May 2012||3|
|Wachovia Securities, LLC||Phoenix, AZ||Sep 2007 - Apr 2009||1|
|Desert Schools Financial Services||Phoenix, AZ||Jul 2002 - Sep 2007||5|
|Linsco / Private Ledger||Phoenix, AZ||Jul 2002 - Sep 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Dec 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management27MILLIONS
Total Number of Accounts450ACCOUNTS
Average Account Value$59,743
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV
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