Thomas Konkowski, financial advisor Prescott AZ
81 score

Thomas Konkowski

CRD Number: 3011057
Current Firm: Gradient Wealth Management

Thomas Konkowski (CRD# 3011057) is an Investment Advisor Representative working at Gradient Wealth Management in Prescott, AZ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Member Financial Solutions, Pllc Peoria, AZ Jul 2015 - Current 1
Gradient Securities, LLC Arden Hills, MN May 2015 - Current 1
Cds Financial Peoria, AZ Jul 2012 - Current 4
Westgate Insurance Group, Pllc Peoria, AZ Jan 2012 - Current 4
Vista Wealth Network, LLC Peroria, AZ Aug 2011 - Current 5
Vista Wealth Management, Pllc Peoria, AZ Aug 2011 - Current 5
Westgate Financial, Llc Dba The Tax Center Peoria, AZ Jan 2009 - Current 7
First Allied Advisory Services, Inc. Chesterfield, MO Jun 2012 - May 2015 2
First Allied Securities, Inc. San Diego, CA May 2012 - May 2015 3
Wrp Investments, Inc. Youngstown, OH Apr 2009 - May 2012 3
Wachovia Securities, LLC Phoenix, AZ Sep 2007 - Apr 2009 1
Desert Schools Financial Services Phoenix, AZ Jul 2002 - Sep 2007 5
Linsco / Private Ledger Phoenix, AZ Jul 2002 - Sep 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S65 NASAA Investment Advisors Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Thomas A. Konkowski
Phone Number: 866-991-1539
Registered State(s):
  • AZ
  • AR
  • CA
  • CO
  • MI
  • UT
  • WA
By the Numbers
  • Total Assets Under Management
    27
    MILLIONS
  • Total Number of Accounts
    450
    ACCOUNTS
  • Average Account Value
    $59,743
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV

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BADGES
81

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