Amy RoxinCRD Number: 1879054
Current Firm: Lpl Financial LLC
Amy Roxin (CRD# 1879054) is an Investment Advisor Representative working at Lpl Financial LLC in Rochester, NY and has over 24 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Lpl Financial, LLC||Fairport, NY||May 2012 - Current||4|
|Hsbc Securities (usa) Inc.||Penfield, NY||Feb 2010 - May 2012||2|
|Serotta Bicycles||Saratoga, NY||Jun 2009 - Jan 2010||< 1|
|Epic Advisors||Rocherster, NY||Jun 2008 - Jun 2009||1|
|Morgan Stanley & Company, Incorporated||Rochester, NY||Apr 2007 - Jun 2008||1|
|Morgan Stanley Dw Inc.||Rochester, NY||Jul 2006 - Apr 2007||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1992|
|S66||NASAA Uniform Combined State Law Examination||Oct 2006|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV