Michael HughesCRD Number: 3188874
Current Firm: Scf Investment Advisors, Inc.
Michael Hughes (CRD# 3188874) is an Investment Advisor Representative working at Scf Investment Advisors, Inc. in Round Rock, TX and has over 6 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Scf Securities, Inc.||Fresno, CA||Apr 2015 - Current||2|
|Scf Investment Advisors, Inc.||Fresno, CA||Apr 2015 - Current||2|
|Edward Jones||St Louis, MO||Jun 2012 - Mar 2015||2|
|Independent Insurance Agent Representing Aflac||Round Rock, TX||Sep 2011 - Jun 2012||< 1|
|Ctdm, Inc.||Austin, TX||Jan 1983 - Apr 2012||29|
|Waddell & Reed, Inc.||Austin, TX||Mar 2011 - Sep 2011||< 1|
|Various Insurance Carriers For W&r Insurance Agencies, Inc.||Round Rock, TX||Mar 2011 - Sep 2011||< 1|
|Keith Powell||Austin, TX||Mar 2011 - Sep 2011||< 1|
|Fidelity Brokerage Services LLC||Austin, TX||Jun 2004 - Feb 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2012|
|S65||NASAA Investment Advisors Law Examination||Jun 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management966MILLIONS
Total Number of Accounts9,500ACCOUNTS
Average Account Value$101,684
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV