Michael Hughes, financial advisor Round Rock TX
78 score

Michael Hughes

CRD Number: 3188874
Current Firm: Scf Investment Advisors, Inc.

Michael Hughes (CRD# 3188874) is an Investment Advisor Representative working at Scf Investment Advisors, Inc. in Round Rock, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Scf Securities, Inc. Fresno, CA Apr 2015 - Current 1
Scf Investment Advisors, Inc. Fresno, CA Apr 2015 - Current 1
Edward Jones St Louis, MO Jun 2012 - Mar 2015 2
Independent Insurance Agent Representing Aflac Round Rock, TX Sep 2011 - Jun 2012 < 1
Ctdm, Inc. Austin, TX Jan 1983 - Apr 2012 29
Waddell & Reed, Inc. Austin, TX Mar 2011 - Sep 2011 < 1
Various Insurance Carriers For W&r Insurance Agencies, Inc. Round Rock, TX Mar 2011 - Sep 2011 < 1
Keith Powell Austin, TX Mar 2011 - Sep 2011 < 1
Fidelity Brokerage Services LLC Austin, TX Jun 2004 - Feb 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael R. Hughes
Phone Number: 559-456-6108
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    966
    MILLIONS
  • Total Number of Accounts
    9,500
    ACCOUNTS
  • Average Account Value
    $101,684
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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