Derek LauCRD Number: 6159438
Current Firm: First Republic Investment Management, Inc.
Derek Lau (CRD# 6159438) is an Investment Advisor Representative working at First Republic Investment Management, Inc. in San Francisco, CA and has over 3 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Polaris Greystone Financial Group, LLC
|First Republic Bank||San Diego, CA||Dec 2013 - Current||3|
|First Republic Securities Company, LLC||San Diego, CA||Oct 2012 - Dec 2013||1|
|First Republic Bank||San Diego, CA||Sep 2012 - Oct 2012||< 1|
|Unemployed||La Jolla, CA||Jun 2012 - Aug 2012||< 1|
|First Republic Bank||San Diego, CA||May 2011 - May 2012||1|
|Ymca||La Jolla, CA||Apr 2011 - May 2011||< 1|
|Unemployed||San Diego, CA||Jan 2011 - Mar 2011||< 1|
|Gap||La Jolla, CA||Sep 2010 - Dec 2010||< 1|
|University||La Jolla, CA||Sep 2006 - Jul 2010||3|
|Gap||Santa Clara, CA||Jun 2007 - Jan 2008||< 1|
|Ymca||Mountain View, CA||Feb 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2013|
Total Assets Under Management47,211MILLIONS
Total Number of Accounts31,062ACCOUNTS
Average Account Value$1,519,892
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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