Joni ClarkCRD Number: 1966584
Current Firm: Lwi Financial Inc.
Joni Clark (CRD# 1966584) is an Investment Advisor Representative working at Lwi Financial Inc. in San Jose, CA and has over 14 years of experience in the finance industry. Joni Clark has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Monarch Wealth Advisory Group, Inc.||Los Angeles, CA||Jan 2007 - Current||10|
|Assante Asset Management Inc.||Los Angeles, CA||Sep 2004 - Current||12|
|Assante Capital Management Inc.||San Jose, CA||Jun 2004 - Current||12|
|Loring Ward Securities Inc.||San Jose, CA||Jul 2002 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2002|
Total Assets Under Management13,062MILLIONS
Total Number of Accounts52,336ACCOUNTS
Average Account Value$249,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV