Robert Dibley, financial advisor Santa Barbara CA
86 score

Robert Dibley

CRD Number: 1914099
Current Firm: Northwestern Mutual Investment Services,llc

Robert Dibley (CRD# 1914099) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Santa Barbara, CA and has over 27 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Santa Barbara, CA Oct 2008 - Current 8
The Northwester Mutual Life Insurance Co Milwaukee, WI Mar 1989 - Current 27
Northwestern Mutual Investment Services, LLC Grand Rapids, MI Jan 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert G. Dibley
Phone Number: 866-664-7737
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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