Stephanie Alton, financial advisor Santa Rosa CA
93 score

Stephanie Alton

CRD Number: 5482312
Current Firm: Western International Securities

Stephanie Alton (CRD# 5482312) is an Investment Advisor Representative working at Western International Securities in Santa Rosa, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities Pasadena, CA Nov 2013 - Current 3
Gbs Financial Corp Santa Rosa, CA Aug 2008 - Current 8
Scarbrough Financial Group Santa Rosa, CA Jan 2008 - Aug 2008 < 1
Financial Logistics Santa Rosa, CA Sep 2002 - Dec 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Stephanie A. Alton
Phone Number: 626-793-7717
Firm Website: http://www.wisdirect.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    900
    MILLIONS
  • Total Number of Accounts
    3,400
    ACCOUNTS
  • Average Account Value
    $264,706
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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