Carolyn ValvanoCRD Number: 1105813
Current Firm: Rbc Capital Markets, LLC
Carolyn Valvano (CRD# 1105813) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Stamford, CT and has over 14 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Rbc Capital Markets, LLC||Stamford, CT||Jun 2015 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Stamford, CT||Jul 1998 - Jun 2015||16|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2003|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV