Lawrence Rocha (CRD# 5771536) is a Financial Advisor at Gerry Andrade & Associates in Torrance, CA. He is an Investment Advisor Representative at Avantax Advisory Services, Inc. and has over 9 years of experience in the finance industry.
CRD# 2962660
H. Beck, Inc.
CRD# 5781614
Bridge Advisory LLC
CRD# 2619073
Wedbush Securities Inc.
The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply fiduciary practices. Advisors who are fiduciaries are required to provide advice that is in their client?s best interest.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hd Vest Investment Services | Torrance, CA | Nov 2018 - Current | 2 |
| Hd Vest Advisory Services | Torrance, CA | Nov 2018 - Current | 2 |
| Hd Vest Insurance Agency, LLC | Irving, TX | Nov 2018 - Current | 2 |
| Infinex Investments, Inc. | Meriden, CT | Nov 2017 - Oct 2018 | < 1 |
| First Bank | Clayton, MO | Nov 2017 - Oct 2018 | < 1 |
| Cetera Investment Services LLC | St Cloud, MN | Oct 2015 - Oct 2017 | 2 |
| Technology Credit Union | San Jose, CA | Oct 2015 - Oct 2017 | 2 |
| Cetera Investment Advisers LLC | San Jose, CA | Oct 2015 - Oct 2017 | 2 |
| U.s. Bancorp Investments, Inc. | San Jose, CA | May 2012 - Sep 2015 | 3 |
| Us Bank | San Jose, CA | May 2012 - Sep 2015 | 3 |
| Bancwest Investment Services, Inc. | San Jose, CA | Jan 2011 - May 2012 | 1 |
| Bank Of The West | San Jose, CA | Jan 2011 - Apr 2012 | 1 |
| New England Securities | Campbell, CA | Mar 2010 - Dec 2010 | < 1 |
| Unemployed | San Jose, CA | Oct 2009 - Feb 2010 | < 1 |
| San Francisco State University | San Francisco, CA | Aug 2006 - Sep 2009 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S6 | Investment Company and Variable Contracts Products Representative Examination (IR) | Apr 2010 |
| S63 | Uniform Securities State Law Examination | Apr 2010 |
| S7 | General Securities Representative Examination (GS) | Sep 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2014 |
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Total Assets Under Management25,698MILLIONS
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Total Number of Accounts94,400ACCOUNTS
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Average Account Value$272,227
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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