Siavash RezaeirokhsariCRD Number: 5627391
Current Firm: Transamerica Financial Advisors, Inc.
Siavash Rezaeirokhsari (CRD# 5627391) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Torrance, CA and has over 8 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Covered California||San Diego, CA||Jan 2016 - Current||2|
|First Choice Prelicensing Training And Continuing Education Inc.||Escondido, CA||Aug 2014 - Current||3|
|First Choice Exams, Inc.||Escondido, CA||Oct 2012 - Current||5|
|Transamerica Financial Advisors, Inc.||Torrance, CA||Jan 2012 - Current||6|
|World Financial Group, Inc.||Torrance, CA||Oct 2011 - Current||6|
|Self-employed||Murrieta, CA||Oct 2010 - Dec 2011||1|
|Investment Advisors International, Inc.||Poway, CA||Apr 2010 - Nov 2010||< 1|
|World Group Securities, Inc.||Temecula, CA||Dec 2008 - Nov 2010||1|
|World Financial Group, Inc.||Temecula, CA||Dec 2008 - Sep 2010||1|
|Unemployed||Murrieta, CA||Oct 2008 - Dec 2008||< 1|
|Sw Engineering Inc.||Temecula, CA||Jun 2007 - Oct 2008||1|
|Masson And Associates Inc.||Escondido, CA||Mar 2003 - Jun 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2009|
|S65||NASAA Investment Advisors Law Examination||Mar 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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