William GuthrieCRD Number: 1803544
Current Firm: Northwest Advisors, Inc.
William Guthrie (CRD# 1803544) is an Investment Advisor Representative working at Northwest Advisors, Inc. in Warren, PA and has over 29 years of experience in the finance industry. William Guthrie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
M&t Securities, Inc.
Park Avenue Securities LLC
Ameriprise Financial Services, Inc.
|Cetera Investment Services LLC||St.cloud, MN||Jan 2014 - Current||4|
|Northwest Advisors, Inc.||Warren, PA||Jan 2013 - Current||5|
|Northwest Savings Bank||Warren, PA||Nov 2012 - Current||5|
|Obs Brokerage Services, Inc.||Whitehouse, OH||Jan 2013 - Dec 2013||< 1|
|Region Bank||Birmingham, AL||Apr 2011 - Nov 2012||1|
|Pnc Bank||Cleveland, OH||Oct 2009 - Apr 2011||1|
|National City Corporation||Indianapolis, IN||Oct 2003 - Oct 2009||6|
|Natcity Investments, Inc.||Indianapolis, IN||Oct 2003 - Oct 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1988|
|S65||NASAA Investment Advisors Law Examination||Nov 1998|
Total Assets Under Management368MILLIONS
Total Number of Accounts2,655ACCOUNTS
Average Account Value$138,682
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, MD, ME, NY, OH, PA, SC, TX, VA