William Guthrie, financial advisor Warren PA
96 score

William Guthrie

CRD Number: 1803544
Current Firm: Northwest Advisors, Inc.

William Guthrie (CRD# 1803544) is an Investment Advisor Representative working at Northwest Advisors, Inc. in Warren, PA and has over 28 years of experience in the finance industry. William Guthrie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Investment Services LLC St.cloud, MN Jan 2014 - Current 2
Northwest Advisors, Inc. Warren, PA Jan 2013 - Current 3
Northwest Savings Bank Warren, PA Nov 2012 - Current 4
Obs Brokerage Services, Inc. Whitehouse, OH Jan 2013 - Dec 2013 < 1
Region Bank Birmingham, AL Apr 2011 - Nov 2012 1
Pnc Bank Cleveland, OH Oct 2009 - Apr 2011 1
National City Corporation Indianapolis, IN Oct 2003 - Oct 2009 6
Natcity Investments, Inc. Indianapolis, IN Oct 2003 - Oct 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
S65 NASAA Investment Advisors Law Examination Nov 1998
Contact Info for William M. Guthrie
Phone Number: (877) 300-3454
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    361
    MILLIONS
  • Total Number of Accounts
    2,694
    ACCOUNTS
  • Average Account Value
    $133,853
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, MD, ME, NY, OH, PA, SC, TX, VA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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