Lee Ann Thompson, financial advisor West Palm Beach FL
93 score

Lee Ann Thompson

CRD Number: 5327728
Current Firm: Northwestern Mutual Investment Services,llc

Lee Ann Thompson (CRD# 5327728) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Palm Beach, FL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
William Frank Mckernan West Palm Bch, FL Oct 2014 - Current 2
Northwestern Mutual Investment Services, LLC Palm Beach Gardens, FL Mar 2010 - Current 6
Grant Coldwell Palm Beach Gardens, FL Jul 2009 - Current 7
Northwestern Mutual Investment Services, LLC West Palm Beach, FL Aug 2013 - Mar 2016 2
Northwestern Mutual Investment Services, LLC Boca Raton, FL Jun 2008 - Jun 2009 1
Peter Striano Boca Raton, FL Jan 2008 - Jun 2009 1
John I Whitworth Iv Boca Raton, FL Oct 2007 - Dec 2008 1
John I Whitworth Iv Boca Raton, FL Apr 2007 - Oct 2007 < 1
Perry & Kern, P.a. Delray Beach, FL Jan 2005 - Apr 2007 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2013
S63 Uniform Securities State Law Examination Jan 2009
Contact Info for Lee Ann H. Thompson
Phone Number: 866-664-7737
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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