Kathleen LucasCRD Number: 5436983
Current Firm: Raymond James & Associates, Inc.
Kathleen Lucas (CRD# 5436983) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Westlake Village, CA and has over 8 years of experience in the finance industry.
Fried Asset Management, Inc.
Greyfox Investors LLC
|Raymond James & Associates, Inc.||Westlake Village, CA||Apr 2009 - Current||8|
|Wachovia Securities||Westlake Village, CA||Jan 2008 - Apr 2009||1|
|Morgan Stanley||Thousand Oaks, CA||Sep 2007 - Jan 2008||< 1|
|Prudential California Realty||Camarillo, CA||Oct 1997 - Sep 2007||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV