John Vaccaro, financial advisor Westport CT
86 score

John Vaccaro

CRD Number: 1147182
Current Firm: United Capital Financial Advisers

John Vaccaro (CRD# 1147182) is an Investment Advisor Representative working at United Capital Financial Advisers in Westport, CT and has over 32 years of experience in the finance industry. John Vaccaro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
United Capital Financial Advisers, LLC Newport Beach, CA Aug 2016 - Current 1
Westport Resources Investment Services, Inc. Westport, CT Jan 1989 - Current 29
Westport Resources Management, Inc. Westport, CT Mar 1987 - Dec 2016 29
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 1993
S63 Uniform Securities State Law Examination Jun 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John A. Vaccaro
Phone Number: 949-999-8500
Registered State(s):
  • CA
  • TX
  • NJ
  • CT
  • FL
  • MA
  • NH
  • NC
By the Numbers
  • Total Assets Under Management
    17,463
    MILLIONS
  • Total Number of Accounts
    55,084
    ACCOUNTS
  • Average Account Value
    $317,031
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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